Pooling and provisioning storage resources in a storage network

ABSTRACT

A system in accordance with an embodiment of the invention provides Quality of Service (QoS) for Storage Access. Such QoS is partially enabled in one embodiment by the automatic pooling of storage devices and provisioning virtual targets from those pools. QoS is enforced in one embodiment by keeping the bandwidth for each connection within a specified range, and particularly, by controlling the number of allowed concurrent requests from an initiator. Load balancing is also provided in one embodiment, improving response times for requests, further easing the ability to provide QoS.

CROSS-REFERENCE TO RELATED APPLICATIONS

This application is a continuation of application Ser. No. 10/050,974,filed Jan. 18, 2002, which claims the benefit of Provisional ApplicationSer. No. 60/325,704, entitled STORAGE SWITCH FOR STORAGE AREA NETWORK,filed Sep. 28, 2001, and incorporated by reference herein.

This application is also related to the following applications, all ofwhich are incorporated herein by reference:

STORAGE SWITCH FOR STORAGE AREA NETWORK, Ser. No. 10/051,321; filed Jan.18, 2002;

PROTOCOL TRANSLATION IN A STORAGE SYSTEM, Ser. No. 10/051,415; filedJan. 18, 2002;

SERVERLESS STORAGE SERVICES, Ser. No. 10/051,164; filed Jan. 18, 2002;

PACKET CLASSIFICATION IN A STORAGE SYSTEM, Ser. No. 10/051,093; filedJan. 18, 2002;

VIRTUALIZATION IN A STORAGE SYSTEM, Ser. No. 10/051,396; filed Jan. 18,2002;

ENFORCING QUALITY OF SERVICE IN A STORAGE NETWORK, Ser. No. 10/051,339;filed Jan. 18, 2002; and

LOAD BALANCING IN A STORAGE NETWORK, Ser. No. 10/051,053; filed Jan. 18,2002.

FIELD OF INVENTION

The invention generally relates to storage area networks.

BACKGROUND

The rapid growth in data intensive applications continues to fuel thedemand for raw data storage capacity. As companies rely more and more one-commerce, online transaction processing, and databases, the amount ofinformation that needs to be managed and stored can be massive. As aresult, the ongoing need to add more storage, service more users, andback-up more data has become a daunting task.

To meet this growing demand for data, the concept of the Storage AreaNetwork (SAN) has been gaining popularity. A SAN is defined by theStorage Networking Industry Association (SNIA) as a network whoseprimary purpose is the transfer of data between computer systems andstorage elements and among storage elements. Unlike connecting a storagedevice directly to a server, e.g., with a SCSI connection, and unlikeadding a storage device to a LAN with a traditional interface such asEthernet (e.g., a NAS system), the SAN forms essentially an independentnetwork that does not tend to have the same bandwidth limitations as itsdirect-connect SCSI and NAS counterparts and also provides increasedconfigurability and scalability.

More specifically, in a SAN environment, storage devices (e.g., tapedrives and RAID arrays) and servers are generally interconnected viavarious switches and appliances. The connections to the switches andappliances are usually Fibre Channel. This structure generally allowsfor any server on the SAN to communicate with any storage device andvice versa. It also provides alternative paths from server to storagedevice. In other words, if a particular server is slow or completelyunavailable, another server on the SAN can provide access to the storagedevice. A SAN also makes it possible to mirror data, making multiplecopies available and thus creating more reliability in the availabilityof data. When more storage is needed, additional storage devices can beadded to the SAN without the need to be connected to a specific server;rather, the new devices can simply be added to the storage network andcan be accessed from any point.

An example of a SAN is shown in the system 100 illustrated in thefunctional block diagram of FIG. 1. As shown, there are one or moreservers 102. Three servers 102 are shown for exemplary purposes only.Servers 102 are connected through an Ethernet connection to a LAN 106and/or to a router 108 and then to a WAN 110, such as the Internet. Inaddition, each server 102 is connected through a Fibre Channelconnection to each of a plurality of Fibre Channel switches 112sometimes referred to as the “fabric” of the SAN. Two switches 112 areshown for exemplary purposes only. Each switch 112 is in turn connectedto each of a plurality of SAN appliances 114. Two appliances 114 areshown for exemplary purposes only. Each appliance is also coupled toeach of a plurality of storage devices 116, such as tape drives, opticaldrives, or RAID arrays. In addition, each switch 112 and appliance 114is coupled to a gateway 118, which in turn is coupled to router 108,which ultimately connects to a Wide Area Network (WAN) 118, such as theInternet. FIG. 1 shows one example of a possible configuration of a SAN119, which includes switches 112, appliances 114, storage devices 116,and gateways 118. Still other configurations are possible. For instance,one appliance may be connected to fewer than all the switches.

Appliances 114 perform the storage management of the SAN. When theappliance 114 receives data, it stores the data in a memory in theappliance. Then, with a processor (also in the appliance), analyzes andoperates on the data in order to forward the data to the correct storagedevice(s). This store-and-forward process typically slows down dataaccess.

While the appliances do perform some switching, because there may be alarge number of servers (many more than three), and because eachappliance has few ports (usually only two or four), switches 112 areneeded to connect the many servers to the few appliances. Nevertheless,switches 112 have little built-in intelligence and merely forward datato a selected appliance 114. One limitation of appliances is the factthat many appliances often have a limited or set number of ports. Addingports to an appliance, although possible, is typically very expensive.Every one or two ports are supported by an expensive CPU or server card.So generally to add ports, entire file cards (which performvirtualization and store-and-forward functions) must be added to thedevice, which is usually very costly. In the alternative, appliances aresimply added to the SAN, but again, this tends to be very costly.

In addition, SANs, usually in the appliances 114, generally perform afunction known as “virtualization.” Virtualization occurs when space onone or more physical storage devices is allocated to a particular user,but the physical location of that space remains unknown to the user. Forinstance, a user may access its company's “engineering storage space,”ENG:, accessing and “seeing” the virtual space ENG: as he or she wouldaccess or “see” an attached disk drive. Nonetheless, the ENG: space maybe divided over several physical storage devices or even fragmented on asingle storage device. Thus, when a server requests a virtual device(e.g., ENG:) and block number, the appliance must determine thedevice(s) that physically correlate to the virtual device requested anddirect the data accordingly.

Although SANs were introduced several years ago, interoperabilityproblems, lack of available skills, and high implementation costs remainmajor obstacles to widespread use. For instance, SANs as they currentlyexist have high deployment costs and high management costs. Referringagain to FIG. 1, each switch, appliance, and gateway typically come fromdifferent vendors, creating a lack of management standards that hasresulted in the proliferation of vendor-specific management tools. As aresult, to deploy a SAN, equipment must be purchased from multiplevendors. And, as shown in FIG. 1, each switch, appliance, gateway,storage device, server, and router will have its own management, shownas management stations 120. Although independent physical managementstations are shown, it is to be understood that independent managementis frequently in the form of independent, vendor-specific software on asingle computer but which software does not communicate with oneanother. As a result, there is no centralized management of the SAN andits management costs are high given that there are usually multiplemanagement stations that frequently require many people to manage.

In addition, “provisioning” of (or “creating”) virtual targets for SANshas become burdensome. When a new virtual target needs to be created, ahuman administrator must first determine the application requirementsfor the data, such as performance, capacity required initially plus thatrequired for potential growth, data availability, and data protection.More specifically, the administrator must allocate all or part of one ormore physical devices to the virtual target and configure those devicesto produce the best performance as well as access control for datasecurity. The administrator must further assure the routes through thestorage network have the level of availability required and may have toinstall alternate pathing if high availability is required so that ifone path goes down another path to the target is available. Finally, theadministrator must test the environment to verify the functionalitybefore making the virtual target accessible. Overall, it may takeseveral days or even weeks to create such a virtual target—a time periodthat is often unacceptable to users of the SAN.

SUMMARY

A system in accordance with an embodiment of the invention automaticallydiscovers storage resources in communication with a switch and obtainsinformation about the characteristics of those resources. Once thecharacteristics are known, in one embodiment, the device is classifiedaccording to a predefined policy and then placed in a storage pool.

From the pool a virtual target can be provisioned. In one embodiment thevirtual target is placed in a user domain. An initiator connection isalso provisioned in one embodiment. The virtual target, the initiatorconnection, and the user domain all serve in one embodiment to define aQuality of Service (QoS) policy.

A system in accordance with another embodiment of the invention canfurther enforce Quality of Service for connections between initiatorsand targets. Quality of Service, in one embodiment, is enforced bycontrolling the number of concurrent requests that can be sent from aninitiator to a target.

A system in accordance with still another embodiment of the inventioncan dynamically provide load balancing. In one embodiment, loadbalancing is performed by sending requests on one of a plurality ofalternate paths to a target where the path selected has the shortestaverage response time. In another embodiment, load balancing occurs inmirrored targets where a request is sent to the member of the mirroredtarget with the shortest average response time.

BRIEF DESCRIPTION OF THE DRAWINGS

The present invention is described with respect to particular exemplaryembodiments thereof and reference is accordingly made to the drawings inwhich:

FIG. 1 is a generalized function block diagram of a SAN in accordancewith a conventional system;

FIG. 2 is a generalized function block diagram of a SAN system using astorage switch in accordance with an embodiment of the invention;

FIG. 3 is a generalized function block diagram of another embodiment ofa system using a storage switch in accordance with an embodiment of theinvention;

FIG. 4 is a generalized function block diagram of yet another embodimentof a system using a storage switch in accordance with an embodiment ofthe invention;

FIG. 5 is a generalized function block diagram of a storage switch inaccordance with an embodiment of the invention;

FIG. 6 is a generalized function block diagram of a linecard used in astorage switch in accordance with an embodiment of the invention;

FIG. 7 a is a generalized block diagram of a Virtual Target Descriptorused in a storage switch in accordance with an embodiment of theinvention;

FIG. 7 b is a generalized block diagram of a Physical Target Descriptorused in a storage switch in accordance with an embodiment of theinvention;

FIG. 8 is a generalized block diagram illustrating storage pools;

FIG. 9 is a generalized logic block diagram illustrating virtual targetsas “seen” by a server;

FIG. 10 a is a generalized block diagram illustrating exemplary storagepools of physical devices;

FIGS. 10 b-10 d are generalized block diagrams illustrating variousexemplary virtual target storage pools;

FIG. 11 is a generalized block diagram illustrating the accessibilityfrom a first switch of a storage device coupled to a second switch;

FIG. 12 is a flow diagram illustrating steps in accordance with anembodiment of the invention; and

FIGS. 13 a-13 b illustrate, with generalized block diagrams, loadbalancing.

DETAILED DESCRIPTION

A system 200 that includes a storage switch in accordance with theinvention is illustrated in FIG. 2. As shown, such a system is greatlysimplified over existing systems. In one embodiment, system 200 includesa plurality of servers 202. For purposes of illustration only, threeservers 202 are shown, although more or fewer servers could be used inother embodiments. Although not shown, the servers could also be coupledto a LAN. As shown, each server 202 is connected to a storage switch204. In other embodiments, however, each server 202 may be connected tofewer than all of the storage switches 204 present. The connectionsformed between the servers and switches can utilize any protocol,although in one embodiment the connections are either Fibre Channel orGigabit Ethernet (carrying packets in accordance with the iSCSIprotocol). Other embodiments may use the Infiniband protocol, defined byIntel Inc., or other protocols or connections.

In the embodiment illustrated, each switch 204 is in turn connected toeach of a plurality of storage devices or subsystems 206. Nonetheless,in other embodiments, each switch 204 may be connected to fewer than allof the storage devices or subsystems 206. The connections formed betweenthe storage switches 204 and storage devices 206 can utilize anyprotocol, although in one embodiment the connections are either FibreChannel or Gigabit Ethernet.

In some embodiments, one or more switches 204 are each coupled to aMetropolitan Area Network (MAN) or Wide Area Network (WAN) 208, such asthe Internet. The connection formed between a storage switch 204 and aWAN 208 will generally use the Internet Protocol (IP) in mostembodiments. Although shown as directly connected to MAN/WAN 208, otherembodiments may utilize a router (not shown) as an intermediary betweenswitch 204 and MAN/WAN 208.

In addition, respective management stations 210 are connected to eachstorage switch 204, to each server 202, and to each storage device 206.Although management stations are illustrated as distinct computers, itis to be understood that the software to manage each type of devicecould collectively be on a single computer.

FIG. 3 shows an alternative embodiment of a system in accordance withthe invention. In such an embodiment, two SANs 302, 304 are formed, eachusing one or more storage switches 204 in accordance with an embodimentof the invention. The SANs 302 and 304 are coupled through a WAN 208,such as the Internet, by way of switches 204. Connections 208 can be anystandard or protocol, but in one embodiment will be Packet over SONET(PoS) or 10 Gigabit Ethernet.

FIG. 4 shows still another embodiment of a system in accordance with theinvention wherein switches 204 are coupled directly to one another. Inany of the embodiments shown in FIG. 2 or 3, if more than one switch isused, those switches could be coupled as illustrated in FIG. 4.

A storage switch in accordance with the invention enables a centralizedmanagement of globally distributed storage devices, which can be used asshared storage pools, instead of having a huge number of managementstations distributed globally and an army of skilled managementpersonnel. Such a storage switch is an “intelligent” switch, and, as canbe seen by comparing FIG. 2 to FIG. 1, the functions of switch,appliance, and gateway have effectively been united in a storage switch204 in accordance with an embodiment of the invention. Such a storageswitch 204, in addition to its switching function, provides thevirtualization and storage services (e.g., mirroring) that wouldtypically be provided by appliances in conventional architectures, andit also provides protocol translation. A storage switch in accordancewith some embodiments of the invention also performs additionalfunctions (for instance, data security through a Virtual PrivateNetwork). Such additional functions include functions that are performedby other devices in conventional systems, such as load balancing, whichis traditionally performed by the servers, as well as other functionsnot previously available in conventional systems, such as Quality ofService for storage access. Moreover, in one embodiment the Quality ofService for storage access function is “application aware”—that is, theQuality of Service provided is specified by the nature of theapplication initiating a connection to a storage target.

In addition, the intelligence of a storage switch in accordance with anembodiment of the invention is distributed to every switch port. Thisdistributed intelligence allows for system scalability and availability.

Further, the distributed intelligence allows a switch in accordance withan embodiment of the invention to process data at “wire speed,” meaningthat a storage switch 204 introduces no more latency to a data packetthan would be introduced by a typical network switch (such as switch 112in FIG. 1). Thus, “wire speed” for the switch is measured by theconnection to the particular port. Accordingly, in one embodiment havingOC-48 connections, the storage switch can keep up with an OC-48 speed(2.5 bits per ns). A two Kilobyte packet (with 10 bits per byte) movingat OC-48 speed takes as little as eight microseconds coming into theswitch. A one Kilobyte packet takes as little as four microseconds. Aminimum packet of 100 bytes only elapses merely 400 ns. Nonetheless,when the term “wire-speed” processing is used herein, it does not meanthat such processing needs as few as 400 ns to process a 100-bytepacket. However, it does mean that the storage switch can handle themaximum Ethernet packet of 1500 bytes (with ten-bit encoding, so that abyte is ten bits) at OC-48 speed, i.e., in about 6 μs (4 μs per Kilobyteor 2.5 bits per ns), in one embodiment. In embodiments with a 1 GbEthernet port, where processing is generally defined as one bit pernanosecond, “wire-speed” data for that port will be 10 μs per Kilobyte,indicating that the switch has up to 10 μs to process a Kilobyte. Inembodiments with a 2 Gb Fibre Channel port, “wire speed” will be 5 μsper Kilobyte. Still other embodiments may process data at ten GigabitEthernet or OC-192 speeds or faster.

As used herein, “virtualization” essentially means the mapping of avirtual target space subscribed to by a user to a space on one or morephysical storage target devices. The terms “virtual” and “virtualtarget” come from the fact that storage space allocated per subscriptioncan be anywhere on one or more physical storage target devicesconnecting to a storage switch 204. The physical space can beprovisioned as a “virtual target” which may include one or more “logicalunits” (LUs). Each virtual target consists of one or more LUs identifiedwith one or more LU numbers (LUNs), which are frequently used in theiSCSI and FC protocols. Each logical unit is generally comprised of oneor more extents—a contiguous slice of storage space on a physicaldevice. Thus, a virtual target may occupy a whole storage device (oneextent), a part of a single storage device (one or more extents), orparts of multiple storage devices (multiple extents). The physicaldevices, the LUs, the number of extents, and their exact locations areimmaterial and invisible to a subscriber user.

While the storage space may come from a number of different physicaldevices, each virtual target belongs to one or more “pools,” sometimesreferred to herein as “domains.” Only users of the same domain areallowed to share the virtual targets in their domain. Domain-sets canalso be formed that include several domains as members. Use ofdomain-sets can ease the management of users of multiple domains, e.g.,if one company has five domains but elects to discontinue service, onlyone action need be taken to disable the domain-set as a whole. Themembers of a domain-set can be members of other domains as well.

FIG. 5 illustrates a function block diagram of a storage switch 204 inaccordance with an embodiment of the invention. In one embodiment, thestorage switch 204 includes a plurality of linecards 502, 504, and 506,a plurality of fabric cards 508, and two system control cards 510, eachof which will be described in further detail below.

System Control Cards. Each of the two System Control Cards (SCCs) 510connects to every line card 502, 504, 506. In one embodiment, suchconnections are formed by I²C signals, which are well known in the art,and through an Ethernet connection with the SCC. The SCC controls powerup and monitors individual linecards, as well as the fabric cards, withthe I²C connections. Using inter-card communication over the ethernetconnections, the SCC also initiates various storage services, e.g.,snapshot and replicate, discussed in Provisional Application No.60/325,704.

In addition the SCC maintains a database 512 that tracks configurationinformation for the storage switch as well as all virtual targets andphysical devices attached to the switch, e.g., servers and storagedevices. In addition, the database keeps information regarding usage,error and access data, as well as information regarding differentdomains and domain sets of virtual targets and users. The records of thedatabase are referred to herein as “objects.” Each initiator (e.g., aserver) and target (e.g., a storage device) has a World Wide UniqueIdentifier (WWUI), which are known in the art. The database ismaintained in a memory device within the SCC, which in one embodiment isformed from flash memory, although other memory devices will also besatisfactory.

The storage switch 204 can be reached by a management station 210through the SCC 510 using an ethernet connection. Accordingly, the SCCalso includes an additional Ethernet port for connection to a managementstation. An administrator at the management station can discover theaddition or removal of storage devices or virtual targets, as well asquery and update virtually any object stored in the SCC database 512.

Of the two SCCs 510, one is the main operating SCC while the other is abackup, remaining synchronized to the actions in the storage switch, butnot directly controlling them. The SCCs operate in a high availabilitymode wherein if one SCC fails, the other becomes the primary controller.

Fabric Cards. In one embodiment of switch 204, there are three fabriccards 508, although other embodiments could have more or fewer fabriccards. Each fabric card 508 is coupled to each of the linecards 502,504, 506 in one embodiment and serves to connect all of the linecardstogether. In one embodiment, the fabric cards 508 can each handlemaximum traffic when all linecards are populated. Such traffic loadshandled by each linecard are up to 160 Gbps in one embodiment althoughother embodiments could handle higher or lower maximum traffic volumes.If one fabric card 508 fails, the two surviving cards still have enoughbandwidth for the maximum possible switch traffic: in one embodiment,each linecard generates 20 Gbps of traffic, 10 Gbps ingress and 10 Gbpsegress. However, under normal circumstances, all three fabric cards areactive at the same time. From each linecard, the data traffic is sent toany one of the three fabric cards that can accommodate the data.

Linecards. The linecards form connections to servers and to storagedevices. In one embodiment, storage switch 204 supports up to sixteenlinecards although other embodiments could support a different number.Further, in one embodiment, three different types of linecards areutilized: Gigabit Ethernet (GigE) cards 502, Fibre Channel (FC) cards504, and WAN cards 506. Other embodiments may include more or fewertypes of linecards. The GigE cards 502 are for Ethernet connections,connecting in one embodiment to either iSCSI servers or iSCSI storagedevices (or other Ethernet based devices). The FC cards 504 are forFibre Channel connections, connecting to either Fibre Channel Protocol(FCP) servers or FCP storage devices. The WAN cards 506 are forconnecting to a MAN or WAN.

FIG. 6 illustrates a functional block diagram of a generic line card 600used in one embodiment of a storage switch 204 in accordance with theinvention. The illustration shows those components that are common amongall types of linecards, e.g., GigE 502, FC 504, or WAN 506. In otherembodiments other types of linecards can be utilized to connect todevices using other protocols, such as Infiniband. The differences inthe linecards are discussed subsequently.

Ports. Each line card 600 includes a plurality of ports 602. The portsform the linecard's connections to either servers or storage devices.Eight ports are shown in the embodiment illustrated, but more or fewercould be used in other embodiments. For example, in one embodiment eachGigE card can support up to eight 1 Gb Ethernet ports, each FC card cansupport up to either eight 1 Gb FC ports or four 2 Gb FC ports, and eachWAN card can support up to four OC-48 ports or two OC-192 ports. Thus,in one embodiment, the maximum possible connections are 128 ports perswitch 204. The ports of each linecard are full duplex and connect toeither a server or other client, or to a storage device or subsystem.

In addition each port 602 has an associated memory 603. Although onlyone memory device is shown connected to one port, it is to be understoodthat each port may have its own memory device or the ports may all becoupled to a single memory device. Only one memory device is shown herecoupled to one port for clarity of illustration.

Storage Processor Unit. In one embodiment, each port is associated witha Storage Processor Unit (SPU) 601. In one embodiment the SPU rapidlyprocesses the data traffic allowing for wire-speed operations. In oneembodiment, the SPU includes several elements: a Packet Aggregation andClassification Engine (PACE) 604, a Packet Processing Unit (PPU) 606, anSRAM 605, and a CAM 607. Still other embodiments may use more or fewerelements or could combine elements to obtain the same functionality. Forinstance, some embodiments may include a PACE and a PPU in the SPU, butthe SPU may share memory elements with other SPUs.

PACE. Each port is coupled to a Packet Aggregation and ClassificationEngine (PACE) 604. As illustrated, the PACE 604 aggregates two portsinto a single data channel having twice the bandwidth. For instance, thePACE 604 aggregates two 1 Gb ports into a single 2 Gb data channel. ThePACE classifies each received packet into a control packet or a datapacket, as described in Provisional Application No. 60/325,704. Controlpackets are sent to the CPU 614 for processing, via bridge 616. Datapackets are sent to a Packet Processing Unit (PPU) 606, discussed below,with a local header added. In one embodiment the local header is sixteenbytes resulting in a data “cell” of 64 bytes (16 bytes of header and 48bytes of payload). The local header is used to carry information andused internally by switch 204. The local header is removed before thepacket leaves the switch. Accordingly, as used herein a “cell” is atransport unit that is used locally in the switch that includes a localheader and the original packet (in some embodiments, the original TCP/IPheaders are also stripped from the original packet). Nonetheless, notall embodiments of the invention will create a local header or have“internal packets” (cells) that differ from external packets.Accordingly, the term “packet” as used herein can refer to either“internal” or “external” packets.

The classification function helps to enable a switch to perform storagevirtualization and protocol translation functions at wire speed withoutusing a store-and-forward model of conventional systems. Each PACE has adedicated path to a PPU 606 while all four PACEs in the illustratedembodiment share a path to the CPU 614, which in one embodiment is a 104MHz/32 (3.2 Gbps) bit data path.

Packet Processing Unit (PPU). The PPU 606 performs virtualization andprotocol translation on-the-fly, meaning, the cells are not buffered forsuch processing, as described in Provisional Application No. 60,325,704.It also implements other switch-based storage service functions,described later. The PPU is capable, in one embodiment, of moving cellsat OC-48 speed or 2.5 Gbps for both the ingress and egress directions,while in other embodiments it can move cells at OC-192 speeds or 10Gbps. The PPU in one embodiment includes an ingress PPU 606 ₁ and anegress PPU 606 ₂, which both run concurrently. The ingress PPU 606 ₁receives incoming data from PACE 604 and sends data to the TrafficManager 608 _(i) while the egress PPU 6062 receives data from TrafficManager 608 _(e) and sends data to a PACE 604. Although only one PPU 606is shown in FIG. 6 as having an ingress PPU 606 ₁ and an egress PPU 606₂, it is to be understood that in one embodiment all PPUs 606 willinclude both an ingress and an egress PPU and that only one PPU is shownin FIG. 6 with both ingress and egress PPUs for clarity of illustration.

A large number of storage connections (e.g., server to virtual target)can be established concurrently at each port. Nonetheless, eachconnection is unique to a virtual target and can be uniquely identifiedby a TCP Control Block Index (in the case of iSCSI connections) and aport number. When a connection is established, the CPU 614 of thelinecard 600 informs the PPU 606 of an active virtual target by sendingit a Virtual Target Descriptor (VTD) for the connection. The VTDincludes all relevant information regarding the connection and virtualtarget that the PPU will need to properly operate on the data, e.g.,perform virtualization, translation, and various storage services. TheVTD is derived from an object in the SCC database and usually contains asubset of information that is stored in the associated object in the SCCdatabase. An example of the fields in a VTD in one embodiment of theinvention are shown in FIG. 7 a. Nonetheless, other embodiments of theinvention may have a VTD with more, fewer, or different fields.

Similarly, Physical Target Descriptors (PTDs) are utilized in anembodiment of the invention. PTDs describe the actual physical devices,their individual LUs, or their individual extents (a contiguous part ofor whole LU) and will include information similar to that for the VTD.Also, like the VTD, the PTD is derived from an object in the SCCdatabase. An example of the fields in a PTD in one embodiment of theinvention are shown in FIG. 7 b. Nonetheless, other embodiments of theinvention may have a PTD with more, fewer, or different fields.

To store the VTDs and PTDs and have quick access to them, in oneembodiment the PPUs 606 are connected to an SRAM 605 and CAM 607. SRAM605 stores a VTD and PTD database. A listing of VTD Identifiers (VTDIDs), or addresses, as well as PTD Identifiers (PTD IDs), is alsomaintained in the PPU CAM 607 for quick accessing of the VTDs. The VTDIDs are indexed (mapped) using a TCP Control Block Index and a LUN. ThePTD IDs are indexed using a VTD ID. In addition, for IP routingservices, the CAM 607 contains a route table, which is updated by theCPU when routes are added or removed.

Note that although only one CAM and an SRAM are illustrated as connectedto one PPU, this is to maintain clarity of the illustration. In variousembodiments, each PPU will be connected with its own CAM and SRAMdevice, or the PPUs will all be connected to a single CAM and/or SRAM.

For each outstanding request to the PPU (e.g., reads or writes), a taskcontrol block is established in the PPU SRAM 607 to track the status ofthe request. There are ingress task control blocks (ITCBs) tracking thestatus of requests received by the storage switch on the ingress PPU andegress task control blocks (ETCBs) tracking the status of requests sentout by the storage switch on the egress PPU. For each virtual targetconnection, there can be a large number of concurrent requests, and thusmany task control blocks. Task control blocks are allocated as a requestbegins and freed as the request completes.

Traffic Manager. There are two traffic managers (TMs) 608 on eachlinecard 600: one TM 608 _(i) for ingress traffic and one TM 608 _(e)for egress traffic. The ingress TM receives cells from all four SPUs, inthe form of 64-byte data cells, in one embodiment. In such anembodiment, each data cell has 16 bytes of local header and 48 bytes ofpayload. The header contains a FlowID that tells the TM the destinationport of the cell. In some embodiments, the SPU may also attach a TMheader to the cell prior to forwarding the cell to the TM. Either the TMor the SPU can also subdivide the cell into smaller cells fortransmission through the fabric cards in some embodiments.

The ingress TM sends data cells to the fabric cards via a 128-bit 104Mhz interface 610 in one embodiment. Other embodiments may operate at125 Mhz or other speeds. The egress TM receives the data cells from thefabric cards and delivers them to the four SPUs.

Both ingress and egress TMs have a large buffer 612 to queue cells fordelivery. Both buffers 612 for the ingress and egress TMs are 64 MB,which can queue a large number of packets. The SPUs can normally sendcells to the ingress TM quickly as the outgoing flow of the fabric cardsis as fast as the incoming flow. Hence, the cells are moving to theegress TM quickly. On the other hand, an egress TM may be backed upbecause the outgoing port is jammed or being fed by multiple ingresslinecards. In such a case, a flag is set in the header of the outgoingcells to inform the egress SPU to take actions quickly. The egress TMalso sends a request to the ingress SPU to activate a flow controlfunction, discussed further below, used in providing Quality of Servicefor Storage access. It is worth noting that, unlike communicationstraffic over the Internet, for storage traffic dropping a packet or cellis unacceptable. Therefore, as soon as the amount of cells in the bufferexceeds a specified threshold, the SPU must activate its flow controlfunction to slow down the incoming traffic to avoid buffer overflow.

Fabric Connection. The fabric connection 610 converts the 256-bitparallel signals of the TM (128 bits ingress and 128 bits egress,respectively), into a 16-bit serial interface (8-bit ingress and 8-bitegress) to the backplane at 160 Gbps. Thus the backplane is running atone sixteenth of the pins but sixteen times faster in speed. Thisconversion enables the construction of a high availability backplane ata reasonable cost without thousands of connecting pins and wires.Further, because there are three fabric cards in one embodiment, thereare three high-speed connectors on each linecard in one embodiment,wherein the connectors each respectively connect the 8-bit signals to arespective one of the three fabric cards. Of course, other embodimentsmay not require three fabric connections 610.

CPU. On every linecard there is a processor (CPU) 614, which in oneembodiment is a PowerPC 750 Cxe. In one embodiment, CPU 614 connects toeach PACE with a 3.2 Gb bus, via a bus controller 615 and a bridge 616.In addition, CPU 614 also connects to each PPU, CAM and TM, however, insome embodiments this connection is slower at 40 Mbps. Both the 3.2 Gband 40 Mb paths allow the CPU to communicate with most devices in thelinecard as well as to read and write the internal registers of everydevice on the linecard, download microcode, and send and receive controlpackets.

The CPU on each linecard is responsible to initialize every chip atpower up and to download microcode to the SPUs and each port whereverthe microcode is needed. Once the linecard is in running state, the CPUprocesses the control traffic. For information needed to establish avirtual target connection, the CPU requests the information from theSCC, which in turn gets the information from an appropriate object inthe SCC database.

Distinction in Linecards—Ports. The ports in each type of linecard,e.g., GigE, FC, or WAN are distinct as each linecard only supports onetype of port in one embodiment. Each type of port for one embodiment isdescribed below. Of course other linecard ports could be designed tosupport other protocols, such as Infiniband in other embodiments.

GigE Port. A gigabit Ethernet port connects to iSCSI servers and storagedevices. While the GigE port carries all kinds of Ethernet traffic, theonly network traffic generally to be processed by a storage switch 204at wire speed in accordance with one embodiment of the invention is aniSCSI Packet Data Unit (PDU) inside a TCP/IP packet. Nonetheless, inother embodiments packets in accordance with other protocols (likeNetwork File System (NFS)) carried over Ethernet connections may bereceived at the GigE Port and processed by the SPU and/or CPU.

The GigE port receives and transmits TCP/IP segments for virtual targetsor iSCSI devices. To establish a TCP connection for a virtual target,both the linecard CPU 614 and the SCC 510 are involved. When a TCPpacket is received, and after initial handshaking is performed, a TCPcontrol block is created and stored in the GigE port memory 603. A VTDmust also be retrieved from an object of the SCC database and stored inthe CPU SDRAM 605 for the purpose of authenticating the connection andunderstanding the configuration of the virtual target. The TCP ControlBlock identifies a particular TCP session or iSCSI connection to whichthe packet belongs, and contains in one embodiment, TCP segment numbers,states, window size, and potentially other information about theconnection. In addition, the TCP Control Block is identified by anindex, referred to herein as the “TCP Control Block Index.” A VTD forthe connection must be created and stored in the SPU SRAM 605. The CPUcreates the VTD by retrieving the VTD information stored in its SDRAMand originally obtained from the SCC database. A VTD ID is establishedin a list of VTD IDs in the SPU CAM 607 for quick reference to the VTD.The VTD ID is affiliated with and indexed by the TCP Control BlockIndex.

When the port receives iSCSI PDUs, it serves essentially as atermination point for the connection, but then the switch initiates anew connection with the target. After receiving a packet on the ingressside, the port delivers the iSCSI PDU to the PACE with a TCP ControlBlock Index, identifying a specific TCP connection. For a non-TCP packetor a TCP packet not containing an iSCSI PDU, the port receives andtransmits the packet without acting as a termination point for theconnection. Typically, the port 602 communicates with the PACE 604 thatan iSCSI packet is received or sent by using a TCP Control Block Index.When the TCP Control Block Index of a packet is −1, it identifies anon-iSCSI packet.

FC Port. An FC port connects to servers and FC storage devices. The FCport appears as a fibre channel storage subsystem (i.e., a target) tothe connecting servers, meaning, it presents a large pool of virtualtarget devices that allow the initiators (e.g., servers) to perform aProcess Login (PLOGI or PRLI), as are understood in the art, toestablish a connection. The FC port accepts the GID extended linkservices (ELSs) and returns a list of target devices available foraccess by that initiator (e.g., server).

When connecting to fibre channel storage devices, the port appears as afibre channel F-port, meaning, it accepts a Fabric Login, as is known inthe art, from the storage devices and provides name service functions byaccepting and processing the GID requests—in other words, the port willappear as an initiator to storage devices.

In addition, an FC port can connect to another existing SAN network,appearing in such instances as target with many LUs to the othernetwork.

At the port initialization, the linecard CPU must go through bothsending Fabric Logins, Process Logins, and GIDs as well as receive thesame. The SCC supports an application to convert FC ELS's to iSNSrequests and responses. As a result, the same database in the SCC keepstrack both the FC initiators (e.g., servers) and targets (e.g., storagedevices) as if they were iSCSI initiators and targets.

When establishing an FC connection, unlike for a GigE port, an FC portdoes not need to create TCP control blocks or their equivalent; all thenecessary information is available from the FC header. But, a VTD(indexed by a D_ID) will still need to be established in a mannersimilar to that described for the GigE port.

An FC port can be configured for 1 Gb or 2 Gb. As a 1 Gb port, two portsare connected to a single PACE as illustrated in FIG. 6; but in anembodiment where it is configured as a 2 Gb port, port traffic andtraffic that can be accommodated by the SPU should match to avoidcongestion at the SPU. The port connects to the PACE with a POS/PHYinterface in one embodiment. Each port can be configured separately,i.e. one PACE may have two 1 Gb ports and another PACE has a single 2 Gbport.

WAN Ports. In embodiments that include a WAN linecard, the WAN linecardsupports OC-48 and OC-192 connections in one embodiment. Accordingly,there are two types of WAN ports: OC-48 and OC-192. For OC-48, there isone port for each SPU. There is no aggregation function in the PACE,although there still is the classification function. A WAN port connectsto SONET and works like a GigE port as it transmits and receives networkpackets such as ICMP, RIP, BPG, IP and TCP. Unlike the GigE port, a WANport in one embodiment supports network security with VPN and IPSec thatrequires additional hardware components.

Since OC-192 results in a faster wire speed, a faster SPU will berequired in embodiments that support OC-192.

Switch-Based Storage Operations

A storage switch in accordance with an embodiment of the inventionperforms various switch-based storage operations, including pooling andprovisioning, Quality of Service for storage access, and load balancing,each of which will be discussed below.

A general knowledge of the iSCSI and FC protocols is assumed. For moreinformation on iSCSI refer to “draft-ietf-ips-iSCSI-09.txt,” an InternetDraft and work in progress by the Internet Engineering Task Force(IETF), Nov. 19, 2001, incorporated by reference herein. For moreinformation about Fibre Channel (FC) refer to “Information Systems-dpANSFibre Channel Protocol for SCSI,” Rev. 012, Dec. 4, 1995 (draft proposedAmerican National Standard), incorporated by reference herein. Inaddition, both are further described in Provisional Application No.60/325,704.

Storage Pools

As shown in FIG. 2, in its physical configuration, a system inaccordance with an embodiment of the invention includes a switch 204coupled to one or more servers 202 and to one or more physical devices206, i.e., storage devices or subsystems. Each physical target iscomprised of one or more logical units (LUs) 207. It is from these LUsthat virtual targets will ultimately be formed.

However, before a virtual target can be created, or “provisioned,” theswitch needs to be “aware” of the physical storage devices attachedand/or available for access by it as well as the characteristics ofthose physical storage devices. Accordingly, in one embodiment of theinvention, when a storage device or an initiator device is connected toor registered with the switch, the switch must learn about theperformance characteristics of the new device. In one embodiment, theswitch includes a utility program, which can measure storage accesstime, data transfer rate, cache support, number of alternate paths tothe device, RAID support, and allowable maximum commands for the LUs ofthe physical device. In some embodiments, once a device is connected tothe switch, the utility program will automatically discover the deviceand automatically gather the required information without any user orother intervention. In some such embodiments, the switch will “discover”the addition/removal of a device when there is a disturbance or reset onthe signal lines to the port. Once the device is “discovered,” variousinquiries are sent to the device to gather information regardingperformance characteristics. For instance, read/write commands can besent to measure transfer rate or to check access time. Alternatively, insome embodiments, the obtaining of performance characteristics can bedone by having an administrator enter the performance characteristics ata management station 210, wherein the characteristics can then beprovided to a switch 204.

Based on the information gathered about the device, all of which isgenerally invisible to the end user, in one embodiment of the inventionthe switch classifies the device based on a policy. For example, deviceswith the best characteristics may be classified as Platinum devices.Those with intermediate performance characteristics as Gold or Silverdevices. Those with the worst performance characteristics as Bronzedevices. Of course, the types of policies that are defined are infiniteand will vary amongst embodiments of the invention. Moreover, in someembodiments an administrator could further subdivide the policies, e.g.,Platinum Building 1, Platinum Building 2, and assign resources to suchsubdivided policies. Nonetheless, an example of policies used in oneembodiment of the invention are shown in Table 1 below: TABLE 1PERFORMANCE Policy Name PARAMETERS Platinum Gold Silver Bronze Accesstime in milliseconds >7 >10 >12 >15 Transfer rate inMegabytes/Sec >30 >20 >15 >10 Max cache size in Megabytes >32 >16 >8 >1I/O per second rating >3000 >2000 >1000 >500 Mbytes/second forbackup >8 >5 >3 >1 Mean Time Between Failure >15 >10 >8 >5 (MTBF) inyears RAID Level 0, 1, 2, etc. 0xEE = 1 5 None None none Maximumallowable commands >100 >50 >25 —

As shown in FIG. 8, once a policy has been determined for a storagedevice, the LUs for the device are assigned to a storage pool 802,sometimes referred to herein as a “domain.” Since each storage device iscomprised of one or more LUs, all the LUs of a particular storage deviceare assigned to the same pool. However, in one embodiment, each LU isconsidered by the switch as a separate storage node and each LU isdescribed by an LU object in the SCC database 512. Thus, each pool hasas members the LUs. In one embodiment, assignment to a pool is doneindependent of the protocol under which the physical storage deviceoperates, e.g., iSCSI or Fiber Channel. As will be understood by thoseof skill in the art, each pool is defined in a switch by a listing forthe pool of the LUs assigned to it, which listing is stored in the SCCdatabase 512 in one embodiment. Such a listing may be comprised ofpointers to the LU objects.

Generally each pool will be accessible only to users with particularcharacteristics. For example, a storage pool may be established forthose users located in a Building 1, where the pool is entitled“Building 1 Shared Gold Storage Pool.” Another exemplary pool may beentitled “Engineering Exclusive Silver Storage Pool” and may beexclusively accessible by the engineering team at a particular company.Of course an infinite variation of pools could be established and thosedescribed and illustrated are exemplary only.

In addition, in an embodiment, there are two special pools: a “DefaultPool” and a “No Pool.” A Default Pool allows access to anyone withaccess to the storage network. A “No Pool,” in contrast, is notgenerally accessible to users and is only accessible to the switchitself or to the system administrator. Once assigned to a pool, the LUscan be reassigned to different pools by the switch itself or by a systemadministrator. For instance, an LU may initially be placed in the NoPool, tested, and then later moved to the default pool or other pool.

Quality of Service and Service Level Agreements

Service Level Agreements (SLAs) are sometimes used in networkcommunications, but have not generally been used in the context of astorage network and have not been used in storage networks with Qualityof Service (QoS) policies. By providing SLA/QoS, a user can select theconditions of storing and retrieving data. In one embodiment a QoSpolicy is defined by three elements: provisioning a virtual target,provisioning an initiator connection, and defining a user domain. Eachis discussed below. Nonetheless, some embodiments may not require allthree elements to define a QoS policy. For instance, some embodimentsmay only require provisioning a virtual target and provisioning aninitiator connection, but not the user domain. Other embodiments may usedifferent elements altogether to define a QoS policy.

Provisioning a Virtual Target

Once the LUs for physical devices are in an accessible pool (i.e., notthe “No Pool”), then a virtual target can be created from those LUs.Once created, as shown in FIG. 9, the servers (and their respectiveusers) will “see” one or more virtual targets 902, each comprised of oneor more extents 907, but they will not necessarily “see” the physicaldevices 206. An extent is a contiguous part of or a whole LU from aphysical device. As shown in the example of FIG. 9, each extent in theexample virtual target 902 is formed from entire LUs from severalphysical devices. “Extent” may still be referenced by an LUN from aninitiator, such as a server, which doesn't realize a target is“virtual.” The composition of the virtual targets, including protocolsused by the LU is irrelevant to the server. However, as shown in FIG. 9,each virtual target is comprised of extents that map to the LUs ofphysical devices 206.

To provision a virtual target, a user will select severalcharacteristics for the virtual target in one embodiment of theinvention including:

-   -   the size (e.g., in Gigabytes);    -   a storage pool, although in one embodiment the user may select        only from the storage pools which the user is permitted to        access;    -   desired availability, e.g., always available (data is critical        and must not ever go down), usually available, etc.;    -   the WWUI of the virtual target;    -   a backup pool;    -   user authentication data;    -   number of mirrored members;    -   locations of mirrored numbers (e.g., local or remote).        Still in other embodiments of the invention, different,        additional, or fewer characteristics can also be selected.

The switch then analyzes the available resources from the selected poolto determine if the virtual target can be formed, and in particular theswitch determines if a number of LUs (or parts of LUs) to meet the sizerequirement for the virtual target are available. If so, the virtualtarget is created with one or more extents and a virtual target objectis formed in the SCC database identifying the virtual target, itsextents, and its characteristics. Examples of user-selectedcharacteristics for four virtual targets are shown in Table 2 below:TABLE 2 Virtual Target Virtual Target A B C D size 1 TB 500 GB 100 GB 2TB storage pool platinum gold bronze bronze availability always alwayshigh high WWUI drive A drive B drive C drive D backup pool tape 1 tape 2tape 3 tape 4 authentication data connection connection passwordpassword ID and ID and password password # of mirrored members 3 2 2 1locations of replicated sites local local remote none Switching priority(One of 4) 1 2 3 4 (if all else is equal, which target has priority)Read Load Balance-on or On Off Off Off off-when mirroring chosen Type ofMedia for backup (backup Fastest Fast Medium Slowest pool) Mirroring-onor off On On Off Off How many paths to storage 2 2 1 1 from server (usedfor load balancing) Path to storage via how many switches 2 2 1 1 AutoMigration to another Off Off On Off target on excessive errors-on or offPhysical storage-exclusive or Exclusive Exclusive Exclusive Sharedshared Virtual target-exclusive or Exclusive Exclusive Shared Sharedshared VPN on WAN connections Yes Yes No No IP Precedence (DiffServ, RFCYes Yes No No 2474) MTBF 15 yrs. 10 yrs. 5 yrs. 5 yrs.

In addition to provisioning a new virtual target, a switch in accordancewith an embodiment of the invention can also modify existing virtualtargets with new or different information or delete virtual targets whenthey are no longer needed.

Provisioning an Initiator Connection.

When a server or other initiator is connected to a switch and theinitiator supports iSNS or SLP, in one embodiment the initiator willregister itself with the switch, resulting in an initiator object storedin the SCC database. In other embodiments, however, the switch willinclude an access provisioning function which creates, updates, ordeletes an initiator connection.

In creating the access connection—the connection between the switch andan initiator (such as a server)—a user will specify various parametersshown for one embodiment in Table 3: TABLE 3 Initiator Connection theserver WWUI connection detail, such as protocol (e.g., GigE or FiberChannel) exclusive or shared source and destination IP addresses minimumand maximum percentage of bandwidth # of connections required by theserver access security read only or read/write VPN enabled

Some or all of the above information is saved in an initiator objectstored in the SCC database. When the connection is removed, theinitiator object will be deleted.

The switch, the management station, or other network management thencreates a storage pool for the particular connection, specifying the LUsavailable to the initiator to form virtual targets.

User Domains

Like physical devices, virtual targets can be assigned to a poolaccessible only to those with specified characteristics. Thus, likephysical devices, virtual targets can be assigned to a user-specificdomain (sometimes referred to herein as the User's Domain), a defaultdomain (accessible to anyone), or a No Domain. Each domain will beidentified, in one embodiment, by an object in the SCC database thatincludes a listing of all the virtual targets assigned to the domain.For virtual targets, the No Domain may include spare virtual targets,members of mirrored virtual targets, or remote virtual targets fromanother switch. Essentially, the virtual target No Domain is a parkingplace for certain types of virtual targets. For ease of description,when referring to virtual targets, pools will be referred to herein as“domains,” but when referencing physical devices, pools will continue tobe referred to as “pools.” It is to be understood, however, thatconceptually “pools” and “domains” are essentially the same thing.

Once an initiator connection is provisioned, as described above, avirtual target is provisioned that meets the initiator's requirementsand placed into an accessible pool for the initiator or a previouslyprovisioned virtual target is made accessible to the initiator, e.g., bymoving the virtual target to the initiator's user domain from anotherdomain such as the No Domain or Default Domain. (Note that either thevirtual target or the initiator connection can be provisionedfirst—there is no requirement that they be provisioned in a particularorder). Then, once an initiator requests access to the virtual target,e.g., by sending a read or write request, both the virtual target objectand initiator object are read from the SCC database and informationregarding the initiator connection and virtual target is passed to therelevant linecard(s) for use in processing the requests.

Examples of provisioning virtual targets are given with reference toFIGS. 10 a-d. Referring to FIG. 10 a, assume there are physical deviceshaving a total of 6 LUs—LU1, LU2, LU3, LU4, LU5, LU6—coupled to a switchand all are placed in a pool accessible to two initiators X and Y the“X-Y User Pool.” If initiator X requires two virtual targets, then inone situation the LUs are provisioned to form virtual targets VT1 andVT2, where VT1 includes as extents LUs 1-3 and VT2 includes as extentsLUs 4-6, where both VT1 and VT2 are placed in the server X user domain,thus allowing server X to access both virtual targets as shown in FIG.10 b. Server Y will not have access to either VT1 or VT2 since novirtual targets have been placed in the Y user domain. Alternatively,referring to FIG. 10 c, if both server X and server Y require onevirtual target, then VT1 and VT2 may be provisioned as before, but VT1is placed in server X's user domain while VT2 is placed in server Y'suser domain.

If instead Y requires a mirrored virtual target M, VT1 and VT2 will becreated as members of the virtual target M. VT1 and VT2 will be placedin the switch's No Domain while M is made accessible to Y, as shown inFIG. 10 d. As members of M, VT1 and VT2 are not independentlyaccessible.

In some embodiments of the invention, not only are devices and virtualtargets coupled to one switch accessible to initiators, but virtualtargets provisioned on another switch are accessible as well. Referringto FIG. 11, server X is coupled to switch A and server Y is coupled toswitch B. VT1 is provisioned as part of server X's domain in switch Awhile VT2 is provisioned as part of server Y's domain in switch B. Inaddition, switch B is provisioned as an initiator to switch A, andswitch A is provisioned as an initiator to switch B. In this manner,switch A can access VT2 via switch B, and switch B can access VT1 viaswitch A. Accordingly, VT1, referred to here as VT1′ since access is viaswitch B, can be included in server Y's domain, and VT2, referred tohere as VT2′, can be included in server X's domain (note that althoughthe LUs of physical devices can belong only to one pool at a time,virtual targets can belong to more than one domain at a time). When Xaccesses VT2, switch B sees switch A as an initiator. Similarly, when Yis accessing VT1, switch A sees switch B as an initiator. In oneembodiment, an administrator will make selected resources of switch Bavailable to other switches, e.g., switch A, and vice versa.Alternatively, in some embodiments, certain domains may be defined toallow access to their resources by multiple switches.

Defining SLA

In one embodiment of the invention, access to a virtual target by aninitiator will be provided in accordance with an SLA selected by a userof which the QoS policy is only a part. An example of some parametersthat may be selected for an SLA by a user in one embodiment are shown inTable 6 below: TABLE 4 SLA Parameters ID of initiator (identifiesinitiator object) ID of virtual target (identifies virtual targetobject) ID of User Domain ID of extent getting provisioned Automaticallyincrease size of virtual target - on or off Automatically increase sizeat what threshold Automatically increase what percentage of size Numbersof local mirrors (may be restricted to possible range - see Table 2)Local domain ID for each local mirrored member (may be restricted it topossible range - see Table 2) Numbers of remote mirrors (may berestricted to possible range - see Table 2) Remote domain ID (identifiedlocally) for each remote mirrored member (may be restricted to Possiblerange - see Table 2) Define Error Threshold in event auto migration isOn (see Table 2) Backup Enable (Disabled by default) Backup SchedulePool ID for Backup LU

When a user agrees to an SLA, the user also selects a quality of service(QoS) policy. As described above, in one embodiment, the QoS policy isgenerally defined by virtual target (as provisioned), the initiatorconnection (as provisioned), and the User Domain. Accordingly, referringagain to Table 4, above, the first three entries in the table—“ID ofInitiator,” “ID of Virtual Target” and “ID of User Domain”—willinherently describe the QoS policy since the attributes of the initiatorconnection and virtual target were defined when these items wereprovisioned. For example, the minimum and maximum bandwidth for theinitiator connection has already been identified (see Tables 2 and 3).The User Domain assists in defining the policy by determining, forexample, if the initiator connection or virtual target connection isslower and forcing the QoS to the slower of the two. Of course, asmentioned above, the User Domain may not be necessary in allembodiments. As well, other embodiments may define an SLA using more,fewer, or different parameters than those shown in Table 4 above.

FIG. 12

FIG. 12 summarizes the steps to provision the virtual targets andconnections in order to be able to provide QoS in one embodiment. Asshown, a switch in accordance with an embodiment of the inventiondiscovers and determines the characteristics of physical devices incommunication with the switch, step 1202. The switch then classifiesthose devices, step 1204, and associates those devices with a particularstorage pool, step 1204. The switch will receive information for aninitiator connection, step 1208, and will then provision the connection,step 1210, creating an object in the SCC database. The switch will alsoreceive parameters for a virtual target, step 1212, and will provisionthe virtual target in accordance with those parameters, step 1214, ifthe resources are available, creating an object in the SCC database.Note that steps 1208-1214 can be performed in any order, the order shownin FIG. 12 being exemplary only. After the virtual target isprovisioned, a user domain is created and the virtual target placed inthe user domain or the virtual target is placed in a pre-existing userdomain, step 1216. A user could also attempt to access a previouslyprovisioned virtual target (hence, step 1214 may not be necessary forevery connection). Finally, a switch in accordance with an embodiment ofthe invention receives SLA/QoS parameters, step 1218.

Objects

As discussed above, each virtual target, each initiator connection, andeach physical device is identified in the SCC database with informationincluded in an object for the respective entity. Each virtual targetobject and physical target object will include a listing of extents orLUs that comprise it. An example of a Virtual Target object, in oneembodiment of the invention, includes the following information:

-   -   entity type    -   entity identifier    -   managing IP address    -   time stamp and flags    -   ports    -   domain information    -   SCN bit map    -   capacity and inquiry information    -   number of extents    -   list of extents    -   extent locator    -   virtual mode pages    -   quality of service policy (e.g., the first three entries of        Table 4)    -   statistics—usage, error, and performance data    -   SLA identifier        A physical target (or LU) object may include similar        information.

In the object, “entity type” will identify whether the entity is avirtual target or physical target. “Entity identifier” is, in oneembodiment, a WWUI, which may be created by the user in someembodiments. The “managing IP address” indicates the address of thedevice through which the entity is configured, e.g., a managementstation. For instance, a virtual target is configured through amanagement station, which is accessed through the SCC in one embodimentof the invention.

“Time stamp and flags” are used to track events such as when the virtualtarget or other entity was created or changed. Flags may be used toindicate various services or events in progress, such as copying of thedata in a virtual target. “Ports” include a list of the ports throughwhich the LU can be accessed and include information regarding the portnames and linecard number, TCP/IP address or Fiber Channel 24-bitaddress, and whether the port is a primary or secondary port for theentity.

“Domain information” includes the storage domain or pool to which thevirtual target or entity belongs. “SCN bit map” indicates system changenotification for the virtual target. “Capacity and inquiry information”indicates how big the virtual or physical target is as well as theinquiry information usually provided by a device vendor. For instance,inquiry information for a physical device will often identify itsmanufacturer whereas inquiry information for a virtual target will oftenidentify the switch that created the virtual target.

Each LU of a physical device is comprised of one or more contiguouspieces of storage space called an extent, which are used to form thevirtual targets. Accordingly, “number of extents” identifies how manyextents form the virtual target. “List of extents” identifies each ofthe extents, in one embodiment, by an offset and a size. For example, a10 GB virtual target comprised of three extents may identify the extentsin the “list of extents” as shown in Table 5: TABLE 5 extent offset(virtual target) size 1 0 2 GB 2 2 GB 5 GB 3 7 GB 3 GB

“Extent locator” identifies exactly where the extents are located, i.e.,on which physical devices. For example, the above 10 GB, 3-extentvirtual target may have the following extent locator: TABLE 6 extentstorage device offset (physical device) 1 2  5 GB 2 1  3 GB 3 3 15 GB

In this example using both Table 5 and Table 6, it can be determinedthat the first extent of the virtual target is mapped to physicalstorage device 2 (Table 6) starting at an offset of 5 GB (Table 5) andextending for 2 GB (Table 5). The second extent (Table 5) is mapped tophysical storage device 1 (Table 6) starting at an offset 3 GB (Table 6)and extending for 5 GB (Table 5). And finally, the third extent ismapped to physical storage device 3 (Table 5) starting at an offset 15GB (Table 6) and extending for 3 GB (Table 5).

If the virtual target is mirrored, as it may be in some embodiments,every member of the mirrored virtual target will have an identicalextent list, although the extent locators will be different.

“Virtual mode pages” identify the mode pages frequently found in SCSIcommands as will be understood in the art. This information includes theblock transfer size, immediate data support, or any unique informationthat application software with SCSI-mode-page commands can set andretrieve.

“Quality of service policy” determines the service attributes for thevirtual target and is selected at the time of provisioning of thevirtual target. In one embodiment, Quality of Service policy will bedefined using the identifiers found in the first three entries of Table4.

“Statistics” are collected at run time of the virtual target by theswitch in one embodiment of the invention. They may include usage,error, and performance data in one embodiment of the invention, and arefurther discussed below.

The “SLA identifier” identifies an SLA object for information regardingthe SLA.

Statistics

A switch in accordance with an embodiment of the invention also collectsstatistics. In one embodiment, for each connection from one initiator toone virtual target, the following information is collected by the SPU ofthe linecard connecting to the initiator:

-   -   1. Total read access (number of read requests);    -   2. Accumulated read transfer bytes (total number of bytes read        from storage);    -   3. Accumulated read response time (time from receiving request        to getting a response);    -   4. Total write access (number of write requests);    -   5. Accumulated write transfer bytes;    -   6. Accumulated write response time;    -   7. Accumulated recoverable errors;    -   8. Accumulated unrecoverable errors.

The CPU on each linecard periodically requests the statistics from theSPU. The SPU responds by returning the data. The SPU then resets thedata to zero and resumes collection.

Based on the collected data, the CPU maintains the following statistics:

-   -   1. Average read access rate;    -   2. Maximum read access rate;    -   3. Average read transfer rate;    -   4. Maximum read transfer rate;    -   5. Minimum read response time;    -   6. Average read response time;    -   7. Maximum read response time;    -   8. Average write access rate;    -   9. Maximum write access rate;    -   10. Average write transfer rate;    -   11. Maximum write transfer rate;    -   12. Minimum write response time;    -   13. Average write response time;    -   14. Maximum write response time;    -   15. Recoverable errors per billion of requests;    -   16. Unrecoverable errors per billion of requests.

After some pre-selected time period in one embodiment, the CPU forwardsthe statistics to the SCC and updates the relevant VTDs (stored in theSPUs). In another embodiment, the SCC will request the statistics fromthe CPU, and the CPU will provide them to the SCC. In some embodiments,the SCC will also reset its statistics periodically, e.g., weekly, toensure that data is accurate and not over-accumulated.

Enforcing QoS

The minimum percentage of the initiator connection bandwidth isguaranteed by the QoS in one embodiment. Hence, in such an embodimentwhen multiple initiators are provisioned on a single port, the sum ofall minimum bandwidths of all initiators must be less than or equal to100%. In contrast, the maximum percentage provides the allowable use ofthe connection when there are no other contending users on the sameconnection. Thus, the sum of maximum percentages of bandwidths of allinitiators can exceed 100% of the bandwidth of the connection. When theydo, the defined switching priority (see Table 2) determines whichinitiator gets scheduled first.

In a conventional communications network (as opposed to a storagenetwork), QoS is used to ensure that users get the percentage of databandwidth of a connection that they paid for. It allows time-sensitivedata such as audio and video to experience only acceptable interruptionsby either negotiating a reserved data bandwidth before transmission orgiving the time-sensitive transmission a higher priority in a congestedsituation. The QoS is enforced by prioritizing the switching trafficeven at the expense of dropping packets.

However, dropping a request in a storage system is unacceptable, unlikeconventional network communication system, where a request may includeone or more packets. In one embodiment, a request includes all packetssent back and forth from initiator to target until the request iscomplete, e.g., an iSCSI command PDU, an iSCSI R2T, an iSCSI write dataPDU, and an iSCSI response PDU will form a single request. For a storageswitch in accordance with an embodiment of the invention, the databandwidth, in one embodiment, is calculated by the number of requestsper second multiplying by the average transfer size of the request. Forexample, if the average transfer size is 8 KB, with 1000 requests persecond, the bandwidth for the storage device will be 8 MB/sec (or 80Mb/sec). But since a switch has no control of the average transfer sizeof the request, enforcing the QoS for storage access is to control thenumber of concurrently allowed requests per second. Thus, if too manyrequests are sent from an initiator, the number of concurrent requestsmust be reduced. In one embodiment, in a worst case only one request canbe sent by an initiator at a time.

A virtual target supports a maximum number of concurrent requests. Aninitiator accessing multiple virtual targets can have a maximum numberof requests sent that is equal to the sum of the maximum number ofrequests for all of the virtual targets it is accessing. But, whenmultiple initiators share one or more virtual targets, the maximumnumber of requests available are shared among the initiators, beingprorated according to the respective QoS parameters of minimumpercentage of bandwidth. For instance, if two initiators share access toa virtual target that can accomodate 100 concurrent requests, andinitiator 1 gets a minimum of 70% of the bandwidth while initiator 2gets a minimum of 30% of the bandwidth, then initially initiator 1 cansend 70 requests and initiator 2 can send 30 requests. Nonetheless,because each initiator will have its own request size, a large requestsize may consume greater bandwidth and crowd out other initiators ofsmaller transfer sizes. Thus, adjustment of allowable requests by eachinitiator in order to guarantee a bandwidth range is performed in oneembodiment as follows.

The traffic managers (TMs) 608 (FIG. 6) in both ingress and egresslinecards monitor the transfer bandwidth of different connections. TheTM also schedules delivery based on QoS parameters. Thus, the TMguarantees that each shared connection gets its minimum bandwidth and islimited by its maximum bandwidth—in other words, the TM assures thateach connection is within a specified range. To do so, in oneembodiment, as packets accumulate inside the TM buffer 612, suchaccumulation will indicate that an initiator has exceeded itslimitations. The TM will send a control message to the SPU indicatingthat the offending initiator should slow its connection. After receivingsuch a message, the SPU will reduce the number of allowable requests tothe offending initiator while the number of allowable requests to theinitiator that was receiving a smaller share would be increased. In oneembodiment, notification of the number of requests available to a servermay occur in the MaxCmdSN field of an iSCSI PDU

For example, an initiator A and an initiator B both have as theirminimum bandwidth 50% of a shared initiator connection. Using a transfersize of 100 KB, initiator A sends 800 requests per second thus getting80 MB per second of bandwidth on the connection. Using a transfer sizeof 4K, initiator B sends 2000 requests per second, but gets only 8 MBper second of bandwidth. Thus, if the maximum bandwidth allowed forinitiator A is 70 MB per second, the switch must reduce the number ofrequests from initiator A to reduce its requests to 700 per second toobtain 70 MB per second. Accordingly, the ingress traffic manager 608_(i) will report to the ingress SPU that initiator A has exceeded itsmaximum and packets are accumulating in the buffer 612 _(i). The SPU, inreceiving the message, will reduce the number of allowable requests to Aand increase those to B. Thus, initiator B will be able to send morerequests on the connection. It should be noted that when the initiatoris not maximizing the use of its allowable requests to even reach itsminimum percentage bandwidth, no adjustment will be necessary. Further,because initiator B is not currently demanding 50% of the connection,initiator A is free to use up to (but not to exceed) its maximum allowedbandwidth.

Similarly, if two initiators on two different connections are sharing asingle virtual target, the prorated request numbers for each initiatorare adjusted when the TM 608 _(e) on the egress linecard detects unfairbandwidth uses between the two initiators. It will detect such unfairbandwidth usage when the offending initiator has packets accumulated inthe buffer 612 _(e).

When the connection is not shared and becomes congested due to thephysical storage device itself being busy, the egress TM 608 _(e) willinform the PPU because packets are accumulating in the buffer 612 _(e).Again, the SPU will then reduce the number of allowable requests to slowdown the initiator(s).

The switch will also match the bandwidth between the initiator and thestorage device. For example, to support an initiator having a minimum of100% of a 1 Gb connection, no other virtual target can be allocated onthe storage connection. But when an initiator only requires 50%bandwidth of the connection, the remaining 50% can be allocated toanother virtual target.

Finally, when everything else is equal, the priority of a connectiondetermines which command gets delivered first by the switch trafficmanager of a linecard.

Table 7 below summarizes the QoS enforcement discussed herein for oneembodiment. TABLE 7 initiator ingress target port egress port detectionactions not not shared egress buffer threshold reducing allowable sharedrequests shared not shared ingress buffer reducing allowable thresholdrequests from offending initiators not shared egress buffer thresholdredistribute allowable shared (shared requests to different target)initiators not shared port egress buffer threshold reducing allowableshared (different requests to offending targets) initiator shared sharedingress and egress treat each virtual target buffer threshold separatelyas the above four cases

For the first situation, where an initiator ingress port is not sharedand the target egress port is not shared, congestion will often becaused by busy physical target devices and will generally be detectedwhen an egress buffer threshold is exceeded (the egress buffer will bebacked up beyond an acceptable point). Thus, appropriate action is toreduce the allowable number of requests from the initiator.

In the second situation, the shared initiator ingress port is shared byinitiators that are accessing different targets on different ports, sothat the target egress port is not shared. Excessive bandwidth use byone of the initiators is detected in the ingress buffer by determiningif a threshold has been exceeded, causing the buffer to back up beyondan acceptable point. Appropriate action is to reduce the allowablenumber of requests from the offending initiator.

In the third situation, the initiator ingress port is not shared but thetarget egress port is shared, indicating that the same target isaccessed by different initiators from different ports. Excessivebandwidth usage caused by an excessive number of requests by one of theinitiators will be detected in the egress buffer. Appropriate action isto redistribute the number of allowable requests from the differentinitiators, e.g., decrease the number of requests allowed one initiatorwhile increasing the number of requests to the other initiator.

In the fourth situation, the initiator ingress port is not shared butthe target egress port is shared, but in this instance different targetsare accessed on the same egress port by different initiators. In such acircumstance, excessive bandwidth is detected in the egress buffer whereeach target is given a percentage of the connecting bandwidth.Appropriate action to take in such circumstances is to reduce the numberof allowable requests to the offending initiator.

Finally, the fifth situation indicates a shared initiator ingress portand a shared target egress port. In such a situation, there is atwo-tiered decision: first to ensure that each virtual target is gettingits allocated percentage of bandwidth, and then second, to prorate theallowable number of requests to different initiators. Such decisionmaking takes place in both ingress and egress buffers by looking to seeif the buffer thresholds have been exceeded. Appropriate action is totreat each virtual target separately as is done in the above fourcircumstances and to reduce the number of requests as required.

As should be understood, Table 7 is illustrative only. In otherembodiments, other actions could occur to enforce QoS and othersituations could occur that are not described above.

Load balancing

Load balancing is utilized in one embodiment and occurs by selecting apath dynamically to reach a target device faster when more than one pathis available to the target device. Load balancing is done dynamically(as opposed to statically, at fixed time intervals) on every port in theswitch and for each request by utilizing the SPU processing power oneach port.

Failover is a special case of load balancing and utilized in someembodiments of the invention. Failover will occur when one member of amirrored target becomes unavailable or one path becomes unusable to atarget that is accessible by multiple paths—in either case, the othermember is accessed or the other path is utilized.

In a switch in accordance with an embodiment of the invention, theswitch performs two different types of actions related to loadbalancing:

-   -   1. Referring to FIG. 13 b, if the virtual target is mirrored,        the switch will steer initiator read requests to one of the        mirrored members by selecting the member of the mirrored virtual        target with the shortest average response time; and    -   2. Referring to FIG. 13 a, if there is more than one path to an        LU, the switch will steer requests to the LU on the path with        the shortest average response time. However, in one embodiment,        this load balance action is only performed when the multiple        paths are connected from the target LU to the same SPU, although        other embodiments may not have such a requirement.

In some embodiments, a switch will also support a “pass-thru”configuration. In such an embodiment, the virtual target is the physicaltarget itself, and all commands “pass-thru” the switch withoutinterpretation—e.g., without virtualization or translation. In suchembodiments, all load balance functions are handled by the serveritself.

More specifically, for load balancing, using the statistics collected asdiscussed above, a switch in accordance with the invention tracks theaverage response time of each target, including the response time ofeach of the members of a mirrored virtual target. The relevantstatistics are stored in each VTD, which is periodically updated by theCPU. On a read operation, the SPU (referring to the VTD) then selectsthe path with the shortest average response time and forwards therequest on that path or it selects the mirrored member with the shortestaverage response time and forwards the request to that member. Note thatwith mirrored targets, a selection amongst mirrored members would not beperformed for write operations since writes will be made to all membersof a mirrored virtual target. When there is no clear advantage of onepath over the other, or one mirrored member over the other, the commandsare sent to the various paths/members alternately.

In one embodiment of the invention, multiple concurrent connections willonly be used for iSCSI devices, as Fibre Channel does not currentlysupport such multiple concurrent connections. However, other embodimentsusing other protocols may also support multiple concurrent connections.

It should be understood that the particular embodiments described aboveare only illustrative of the principles of the present invention, andvarious modifications could be made by those skilled in the art withoutdeparting from the scope and spirit of the invention. Thus, the scope ofthe present invention is limited only by the claims that follow.

1. A method for use by a storage switch in a storage area network, themethod comprising: automatically obtaining by the switch informationabout performance characteristics of a physical device in communicationwith the switch, the physical device including one or more logical units(LUs); and based on the performance characteristics, assigning by theswitch the LUs for the physical device to a storage pool.
 2. The methodof claim 1 further comprising provisioning by the switch a virtualtarget using the LUs in the storage pool.
 3. The method of claim 2,wherein said provisioning comprises provisioning the virtual target inaccordance with user-selected criteria.
 4. The method of claim 1 furthercomprising classifying by the switch the LUs according to a policy basedon the performance characteristics, the storage pool being defined bythe policy.
 5. The method of claim 1 further comprising storing by theswitch an LU object in the switch for each LU, the LU object comprisinginformation about the LU.
 6. The method of claim 1 further comprisingautomatically discovering by the switch the physical device upon thephysical device being placed in communication with the switch.
 7. Themethod of claim 1, wherein said automatically obtaining performancecharacteristics comprises obtaining performance characteristics of aplurality of physical devices in communication with the switch, eachphysical device including one or more LUs; and the method furthercomprises classifying by the switch LUs based on the performancecharacteristics of each physical device according to a respective one ofa plurality of policies, assigning the LUs for each physical device toone of a plurality of storage pools, and provisioning a virtual targetusing LUs assigned to a selected storage pool.
 8. The method of claim 7,wherein each of the plurality of storage pools is defined by arespective policy, and wherein the respective policy encompasses theperformance characteristics of the LUs assigned to the storage pool. 9.The method of claim 7 further comprising associating by the switch thevirtual target with a user domain, and associating the user domain witha second virtual target provisioned by a second storage switch.
 10. Amethod for use by a storage switch in a storage area network, the methodcomprising: receiving at the switch a request from a user for a virtualtarget, the request including a requested characteristic of the virtualtarget and a storage pool from which to provision the virtual target;automatically determining by the switch if storage resources assigned tothe storage pool are available that meet the characteristic requested;and if the storage resources are available, provisioning by the switchthe virtual target.
 11. The method of claim 10, wherein thecharacteristic includes one or more of a size and a desired availabilityof the virtual target, and wherein said provisioning the virtual targetfurther comprises provisioning a virtual target with saidcharacteristic.
 12. The method of claim 10, wherein said provisioningthe virtual target comprises using resources from a storage pool, theresources being classified by a policy, and the storage pool beingaccessible to a selected set of connections.
 13. The method of claim 10further comprising provisioning by the switch an initiator connectionfrom an initiator to the virtual target.
 14. The method of claim 13,wherein said provisioning an initiator connection comprising receivingby the switch a request for a connection from the initiator to thevirtual target, the request having a specified bandwidth characteristic.15. The method of claim 13 further comprising creating a quality ofservice policy for storage access for the connection from the initiatorto the virtual target, and wherein said provisioning of the virtualtarget comprises provisioning the virtual target in accordance with afirst set of parameters; and provisioning the initiator connectioncomprises provisioning by the switch the initiator connection inaccordance with a second set of parameters.
 16. The method of claim 10further comprising associating by the switch the virtual target with auser domain, and associating the user domain with a second virtualtarget provisioned by a second storage switch.
 17. A storage switch foruse in a storage area network, comprising: a utility program controllingthe switch to automatically obtain information about performancecharacteristics of a plurality of physical devices in communication withthe switch, wherein each physical device includes one or more logicalunits (LUs), and to assign the LUs for each respective physical deviceto a respective one of a plurality of storage pools based on theperformance characteristics of each physical device; and a database incommunication with the utility program storing a plurality of LUobjects, each LU object including at least some of the informationobtained by the utility program, and wherein the database furtherincludes a storage pool object for each respective storage pool, thestorage pool object including a listing of the LUs in the respectivestorage pool.
 18. The switch of claim 17, wherein the utility programfurther classifies the LUs of each physical device according to one of aplurality of policies.
 19. The switch of claim 17, wherein the utilityprogram further automatically discovers performance characteristics ofeach physical device upon the physical device being placed incommunication with the switch.
 20. The switch of claim 17, wherein thedatabase further includes a plurality of virtual target objects, whereineach virtual target object includes a listing of extent objects thatidentifies the extents that form a particular virtual target.
 21. Theswitch of claim 17, wherein the database further includes a user domainobject comprising a listing of virtual targets that belong to the userdomain.
 22. A machine readable media having instructions stored thereonfor execution by a storage switch in a storage area network to controlthe switch, said instructions controlling the switch to automaticallyobtain information about one or more performance characteristics of aplurality of physical devices in communication with the switch, eachphysical device including one or more logical units (LUs); to classify,based on a performance characteristic of each physical device, therespective LUs according to a respective one of a plurality of policies,to assign the respective LUs for each respective physical device to arespective one of a plurality of storage pools; and to provision avirtual target using the LUs assigned to a selected storage pool. 23.The machine readable media of claim 22, wherein the instruction toprovision comprises provisioning the virtual target in accordance withuser-selected criteria.
 24. The machine readable media of claim 22,wherein the instruction to provision comprises provisioning an initiatorconnection to another switch.
 25. The machine readable media of claim22, further including instructions for storing an LU object in theswitch for each LU, wherein the LU object includes information about theLU.
 26. The machine readable media of claim 22, wherein each respectivestorage pool is defined by a listing of the respective LUs assigned toit.
 27. The machine readable media of claim 22, wherein each respectivestorage pool is defined by a respective policy, and wherein therespective policy encompasses the performance characteristics of the LUsassigned to the respective storage pool.
 28. The machine readable mediaof claim 22 further comprising instructions for automaticallydiscovering each of the plurality of physical devices upon each physicaldevice being placed in communication with the switch.
 29. The machinereadable media of claim 22 further comprising instructions forassociating the virtual target with a user domain.